EDHEC-Risk Concept Industry Analysis Featured Analysis Latest EDHEC-Risk Surveys Features Interviews Indexes and Benchmarking FTSE EDHEC-Risk Efficient Index Series FTSE EDHEC-Risk ERAFP SRI Index EDHEC-Risk Alternative Indexes EDHEC IEIF Quarterly Commercial Property Index (France) Hedge Fund Index Research Equity Index Research Amundi "ETF, Indexing and Smart Beta Investment Strategies" Research Chair Rothschild & Cie "Active Allocation to Smart Factor Indices" Research Chair Index Regulation and Transparency ERI Scientific Beta Performance and Risk Reporting Hedge Fund Performance Performance Measurement for Traditional Investment CACEIS "New Frontiers in Risk Assessment and Performance Reporting" Research Chair Asset Allocation and Alternative Diversification Real Assets Meridiam Infrastructure/Campbell Lutyens "Infrastructure Equity Investment Management and Benchmarking" Research Chair Natixis "Investment and Governance Characteristics of Infrastructure Debt Instruments" Research Chair Société Générale Prime Services (Newedge) "Advanced Modelling for Alternative Investments" Research Chair CME Group "Exploring the Commodity Futures Risk Premium: Implications for Asset Allocation and Regulation" Strategic Research Project Asset Allocation and Derivative Instruments Volatility Research Eurex "The Benefits of Volatility Derivatives in Equity Portfolio Management" Strategic Research Project SGCIB "Structured Investment Strategies" Research ALM and Asset Allocation Solutions ALM and Private Wealth Management AXA Investment Managers "Regulation and Institutional Investment" Research Chair BNP Paribas Investment Partners "ALM and Institutional Investment Management" Research Chair Deutsche Bank "Asset-Liability Management Techniques for Sovereign Wealth Fund Management" Research Chair Lyxor "Risk Allocation Solutions" Research Chair Merrill Lynch Wealth Management "Risk Allocation Framework for Goal-Driven Investing Strategies" Research Chair Ontario Teachers' Pension Plan "Advanced Investment Solutions for Liability Hedging for Inflation Risk" Research Chair Non-Financial Risks, Regulation and Innovations Risk and Regulation in the European Fund Management Industry Index Regulation and Transparency Best Execution: MiFID and TCA Mitigating Hedge Funds Operational Risks FBF "Innovations and Regulations in Investment Banking" Research Chair EDHEC-Risk Publications All EDHEC-Risk Publications EDHEC-Risk Position Papers IPE EDHEC-Risk Institute Research Insights AsianInvestor EDHEC-Risk Institute Research Insights P&I EDHEC-Risk Institute Research for Institutional Money Management Books EDHEC-Risk Newsletter Events Events organised by EDHEC-Risk Institute EDHEC-Risk Smart Beta Day Amsterdam 2017, Amsterdam, 21 November, 2017 EDHEC-Risk Smart Beta Day North America 2017, New York, 6 December, 2017 Events involving EDHEC-Risk Institute's participation EDHEC-Risk Institute Presentation Research Programmes Research Chairs and Strategic and Private Research Projects Partnership International Advisory Board Team EDHEC-Risk News EDHEC-Risk Newsletter EDHEC-Risk Press Releases EDHEC-Risk in the Press Careers EDHEC Risk Institute-Asia EDHEC Business School EDHEC-Risk Executive Education EDHEC-Risk Advances in Asset Allocation Blended Learning Programme 2017-2018 Yale School of Management - EDHEC-Risk Institute Certificate in Risk and Investment Management Yale SOM-EDHEC-Risk Harvesting Risk Premia in Alternative Asset Classes and Investment Strategies Seminar, New Haven, 5-7 February, 2018 Investment Management Seminars Contact EDHEC-Risk Executive Education Contact Us ERI Scientific Beta EDHEC PhD in Finance
Risk The Challenge of meeting CAD III & Basel II Operational Risk Requirements - Briefing and Workshop 16 October, 2003 - London, UK What are Basel II and CAD III and what do firms need to do to ensure compliance?

CAD III and Basel II are looming large for financial services firms and, according to recent reports, will incur close to $10b across the industry to meet the new requirements. The cost is high to comply but even higher to fail.

This event is aimed to assist everyone in preparing to meet the challenges that lie ahead. You will learn from two of the world's leading experts on CAD III and Basel II what you need to know and how you need to prepare, for the most important regulatory and financial changes the securities industry has ever faced:

  • Jean-René Giraud, Research Associate at the Edhec Risk and Asset Management Research Centre, will explain what asset managers should do to prepare themselves to comply with Basel II and CAD III.

  • Alan Jenkins, a recognised authority on the regulatory impacts on the sell side within markets, will present clarity on this complex issue.
There will also be a brief presentation of the technical architecture to help comply with the regulations, and the speakers will debate with the audience the solutions to the challenges of Basel II and CAD III.

Topics include:
  • Explanation of Basel II and CAD III new regulation
  • How the new directives will impact the market user
  • Understanding what is expected by the regulator
  • How the Asset manager and Broker need to prepare themselves to meet the requirements
  • What technology solutions are available
The Breakfast Briefing will be followed by a Workshop led by Jean-René Giraud to examine in detail the CAD III and Basel II requirements with set objectives to assess the level of savings that can be achieved under the various options available:
  • To find practical steps allowing fulfillment of the requirements
  • To highlight the pitfalls in implementing the new directive.
  • Breakfast Briefing: 8:30 to 10:30
  • Workshop: 10:45 to 12:45

Event Details
  When   Between 16/10/2003 08:30 AM and 16/10/2003 01:00 PM
Where   HQ Executive Offices, Broadgate Court, 4th Floor, 199 Bishopsgate, London, EC2M 3TY
Contact Details
  Name   Cathy Wright
E-mail   mailto:admin@citycompass.org
Phone   +44 (0)20 7549 1631